Circular


Title From/Year
[Circular]
SEBI Order No. BM-AO-1-2018 dated 18 January 2018
In the matter of ICSA (India) Ltd - SEBI Order
[LexDocId: 520081]
SEBI
2018
SEBI Order No. EAD-2-DSR-VS-907-2018 dated 18 January 2018
Failure to redress the Investor Complaint and Non - obtaining SCORES Authentication
[LexDocId: 520078]
SEBI
2018
SEBI Order No. EAD-PM-RR-AO-26-2017 dated 18 January 2018
Violation of Regulations 3(a), (b), (c) and (d), 4(1), 4(2) (a) and (e) of SEBI PFUTP Regulations, 2003 - SEBI Order
[LexDocId: 520079]
SEBI
2018
SEBI Order No. AO-SG-DP-EAD-97-2018 dated 18 January 2018
In the matter of GCV Services Ltd - SEBI Order
[LexDocId: 520080]
SEBI
2018
SEBI Circular No. SEBI-HO-DDHS-CIR-P-2018-10 dated 18 January 2018
Participation by Strategic Investors in InvITs and REITs - SEBI Circular
[LexDocId: 520077]
SEBI
2018
SEBI Order No. EAD-BJD-BKM-101-2017-18 dated 17 January 2018
Violation of the provisions of the SEBI Act 1992 and various Rules and Regulations made there under - SEBI Order
[LexDocId: 519947]
SEBI
2018
SEBI Order No. EAD-12-SM-148-2018 dated 17 January 2018
Violation of Regulation 29(2) read with 29(3) of SEBI SAST Regulations 2011 and Regulation 13(3) read with 13(5) of SEBI PIT Regulations 1992 read with Regulation 12(2) of SEBI PIT Regulations, 2015 - SEBI Order
[LexDocId: 519950]
SEBI
2018
SEBI Order No. SO-EFD-2-SD-182-JAN-2018 dated 17 January 2018
In the matter of Adani Exports Limited - SEBI Order
[LexDocId: 519949]
SEBI
2018
SEBI Order No. EAD-5-BS-AO-72-2017-18 dated 17 January 2018
Violation of the provisions of Regulation 7 (1) read with Regulation 7(2) of SEBI SAST Regulations, 1997 - SEBI Order
[LexDocId: 519948]
SEBI
2018
SEBI Order No. AO-SG-DP-EAD-96-2018 dated 16 January 2018
Violation of provisions of Regulations 7(2)(b) of PIT Regulations 2015 - SEBI Order
[LexDocId: 519892]
SEBI
2018
SEBI Order No. EAD-PM-RR-AO-25-2017-2018 dated 16 January 2018
Failure to obtain Scores Authentication For Redressal Of Investor Grievances - SEBI Order
[LexDocId: 519896]
SEBI
2018
SEBI Order No. EAD-12-AO-SM-146-147-2017-18 dated 16 January 2018
Violation Regulation 3 (a),(b),(c),(d); 4 (1), 4 (2) (a) and (g) of SEBI PFUTP Regulations Regulations, 2003 - SEBI Order
[LexDocId: 519895]
SEBI
2018
SEBI Order No. WTM-MPB-EFD-1-DRA-IV-124-2018 dated 16 January 2018
In the matter of Silicon Projects India Limited - SEBI Order
[LexDocId: 519890]
SEBI
2018
SEBI Order No. EAD-2-DSR-VS-905-2018 dated 16 January 2018
Failure to redress the Investor Complaint and Non - obtaining SCORES Authentication
[LexDocId: 519891]
SEBI
2018
SEBI Order No. ORDER-SR-PS-2018-19-1408 dated 16 January 2018
In the matter of Neesa Technologies Limited - SEBI Order
[LexDocId: 519893]
SEBI
2018
SEBI Order No. WTM-MPB-EFD-1-DRA-IV-125-2018 dated 16 January 2018
[LexDocId: 519894]
SEBI
2018
SEBI Ordr No. EAD-2-DSR-RG-902-904-2018 dated 15 January 2018
Violation of the provisions of SEBI Act 1992 and various Rules and Regulations made there under - SEBI Order
[LexDocId: 519855]
SEBI
2018
SEBI Order No. EAD-BJD-BKM-100-2017-18 dated 15 January 2018
Violation of Regulation 4(2) and 16 of SEBI Issue and Listing Regulations 2013 - SEBI Order
[LexDocId: 519854]
SEBI
2018
SEBI Order No. WTM-MPB-EFD-1-DRA-2-123-2018 dated 15 January 2018
Violation of the provisions of the SEBI Act 1992 and the SEBI PFUTP Regulations 2003 - SEBI Order
[LexDocId: 519853]
SEBI
2018
SEBI Order No. EAD-2-DSR-VS-901-2018 dated 12 January 2018
Failure to redress the Investor Complaint and Non - obtaining SCORES Authentication
[LexDocId: 519798]
SEBI
2018
SEBI Order No. AO-SBM-EAD-104-2018 dated 12 January 2018
Failure to obtain SCORES Authentication - SEBI Order
[LexDocId: 519801]
SEBI
2018
SEBI Order No. AO-SG-VS-EAD-95-2018 dated 12 January 2018
In the matter of M/s ING Vysya Bank Limited - SEBI Order
[LexDocId: 519804]
SEBI
2018
SEBI Order No. AO-SBM-EAD-106-2018 dated 12 January 2018
Failure to obtain SCORES Authentication - SEBI Order
[LexDocId: 519800]
SEBI
2018
SEBI Order No. EAD-2-DSR-VS-899-2018 dated 12 January 2018
Failure to redress the Investor Complaint and Non - obtaining SCORES Authentication
[LexDocId: 519796]
SEBI
2018
SEBI Order No. AO-SBM-EAD-107-2018 dated 12 January 2018
Failure to obtain Scores Authentication For Redressal Of Investor Grievances - SEBI Order
[LexDocId: 519803]
SEBI
2018
SEBI Order No. EAD-2-DSR-VS-900-2018 dated 12 January 2018
Failure to redress the Investor Complaint and Non - obtaining SCORES Authentication
[LexDocId: 519802]
SEBI
2018
SEBI Order No. AO-SBM-EAD-105-2018 dated 12 January 2018
Failure to obtain SCORES Authentication - SEBI Order
[LexDocId: 519799]
SEBI
2018
SEBI Order No. WTM-MPB-EFD1-DRAIV-122-2018 dated 12 January 2018
[LexDocId: 519797]
SEBI
2018
SEBI Order No. AO-SG-DP-EAD-94-2018 dated 10 January 2018
Violation of provisions of Regulations 8(3) of SAST Regulations by the Noticee under Section 15A(b) of SEBI Act - SEBI Order
[LexDocId: 519732]
SEBI
2018
SEBI Order No. WTM-MPB-EFD-1-DRA-IV-118-2018 dated 10 January 2018
In the matter of Media 9th Creations Ltd - SEBI Order
[LexDocId: 519733]
SEBI
2018
SEBI Order No. WTM-MPB-CDMRD-121-2018 dated 10 January 2018
Exit Order in Respect of India Pepper and Spice Trade Association, Kochi - SEBI Order
[LexDocId: 519730]
SEBI
2018
SEBI Order No. WTM-MPB-SEBI-EFD-DRA4-119-2018 dated 10 January 2018
Violation of the SEBI Act, 1992 and the SEBI IA Regulations, 2013 - SEBI Order
[LexDocId: 519731]
SEBI
2018
SEBI Order No. EAD-KS-MKG-AO-71-2017-18 dated 11 January 2018
Violation of the provisions of Regulations 3(a), (b), (c), (d), 4(1), 4(2)(a) and (g) of SEBI PFUTP Regulations, 2003 - SEBI Order
[LexDocId: 519728]
SEBI
2018
SEBI Order No. WTM-GM-DRA 1-83-2017-18 dated 10 January 2018
Violation of the provisions of section 12A (a), 12A(b) and 12A(c) of the SEBI Act read with regulation 3(c), 3(d), 4(1), 4(2)(a), 4(2)(e), 4(2)(f), 4(2)(k) and 4(2)(r) of the SEBI PFUTP Regulations, 2003 - SEBI Order
[LexDocId: 519729]
SEBI
2018
SEBI Order No. AO-SBM-EAD-103-2018 dated 11 January 2018
Failure to obtain SCORES Authentication - SEBI Order
[LexDocId: 519726]
SEBI
2018
SEBI Order No. EAD-12-AO-SM-145-2017-18 dated 11 January 2018
In respect of Motilal Oswal Securities Limited - SEBI Order
[LexDocId: 519727]
SEBI
2018
SEBI Circular No. CIR-HO-MIRSD-MIRSD2-CIR-P-2018-09 dated 11 January 2018
Prevention of Unauthorised Trading by Stock Brokers - SEBI Circular
[LexDocId: 519725]
SEBI
2018
SEBI Order No. RA-DPS-275-2018 dated 10 January 2018
Non - redressal of investor grievance
[LexDocId: 519674]
SEBI
2018
SEBI Order No. EAD-8-JS-SP-60-66-2017-18 dated 10 January 2018
In the matter of Velan Hotels Ltd. - SEBI Order
[LexDocId: 519676]
SEBI
2018
SEBI Order No. RA-DPS-273-2018 dated 10 January 2018
Violation of regulation 29(1) and 29(2) read with 29(3) of SAST Regulations - SEBI Order
[LexDocId: 519677]
SEBI
2018
SEBI Order No. EAD-2-DSR-RG-898-2018 dated 10 January 2018
Violation of Sec 15 - I of the SEBI Act, 1992 read with Rule 3 of SEBI Adjudication Rules, 1995 and Sec 15HB of the SEBI Act, 1992
[LexDocId: 519678]
SEBI
2018
SEBI Order No. RA-DPS-274-2018 dated 10 January 2018
Non - redressal of investor grievance
[LexDocId: 519675]
SEBI
2018
SEBI Order No. EAD-SR-SM-AO-18-2017-18 dated 10 January 2018
Failure to obtain SCORES Authentication - SEBI Order
[LexDocId: 519673]
SEBI
2018
SEBI Order No. EAD-PM-AA-AO-24-2017-18 dated 9 January 2018
In the matter of Prakash Constrowell Ltd. - SEBI Order
[LexDocId: 519629]
SEBI
2018
SEBI Order No. Order-BS-AE-2017-18-1356 dated 9 January 2018
In the matter of Vas Infrastructure Ltd. - SEBI Order
[LexDocId: 519628]
SEBI
2018
SEBI Order No. EAD-KS-MKG-AO-70-2017-18 dated 9 January 2018
Violation of the provisions of SEBI PFUTP Regulations - SEBI Order
[LexDocId: 519632]
SEBI
2018
SEBI Order No. EAD-PM-AA-AO-23-2017-18 dated 9 January 2018
Non - Obtaining of SCORES Authentication
[LexDocId: 519631]
SEBI
2018
SEBI Order No. WTM-GM-EFD-82-2017-18 dated 9 January 2018
In the matter of Rose Valley Real Estates and Constructions Ltd. - SEBI Order
[LexDocId: 519630]
SEBI
2018
SEBI Order No. WTM-MPB-EFD-1-DRA-IV-117-2018 dated 9 January 2018
Violations of SEBI Act, 1992 and SEBI PMS Regulations, 1993 - SEBI Order
[LexDocId: 519627]
SEBI
2018
SEBI Order No. EAD-2-DSR-VS-895-2018 dated 8 January 2018
Failure to redress the Investor Complaint and Non - obtaining SCORES Authentication
[LexDocId: 519591]
SEBI
2018
SEBI Circular No. CIR-MRD-DP-34-2010 dated 8 January 2018
Margin provisions for intra - day crystallised losses
[LexDocId: 519590]
SEBI
2018
SEBI Order No. EAD-2-DSR-RG-896-2018 dated 8 January 2018
Violation of provisions of the Securities and Exchange Board of India Act, 1992 - SEBI Order
[LexDocId: 519592]
SEBI
2018
SEBI Order No. WTM-MPB-EFD-1-DRA-IV-115-2018 dated 4 January 2018
[LexDocId: 519505]
SEBI
2018
SEBI Order No. WTM-MPB-EFD-116-2018 dated 5 January 2018
[LexDocId: 519506]
SEBI
2018
SEBI Circular No. SEBI-HO-DDHS-CIR-P-2018-05 dated 5 January 2018
Issuance of securities on private placement basis - Electronic book mechanism
[LexDocId: 519503]
SEBI
2018
SEBI Order No. EAD-12/SM/141-144/2018 dated 5 January 2018
Violation of Regulation 31(2) read with 31(3) of SAST Regulations 2011 Regulation 29(1) read with Regulation 29(3) of the SAST Regulations 2011 - SEBI Order
[LexDocId: 519504]
SEBI
2018
SEBI Order No. VKV-AS-AO-3-2018 dated 4 January 2018
Non - redressal of investor grievance
[LexDocId: 519479]
SEBI
2018
SEBI Order No. AO-SG-DP-VS-EAD-93-2018 dated 4 January 2018
Neycer India Limited - SEBI Order
[LexDocId: 519480]
SEBI
2018
SEBI Order No. AO-VKV-AS-01-2018 dated 4 January 2017
Non - redressal of investor grievance
[LexDocId: 519478]
SEBI
2018
SEBI Order No. VKV-AS-AO-4-2018 dated 4 January 2018
Non - redressal of investor grievance
[LexDocId: 519476]
SEBI
2018
SEBI Circular No. SEBI-HO-IMD-DF3-CIR-P-2018-04 dated 4 January 2018
Benchmarking of Scheme's performance to Total Return Index - Notified
[LexDocId: 519475]
SEBI
2018
SEBI Order No. VKV-AS-AO-2-2018 dated 4 January 2018
Non - redressal of investor grievance
[LexDocId: 519477]
SEBI
2018